SF Racing GmbH — Fund Handling Compliance
Signatory authorization analytics · Document SLAs · Audit heatmap · Regulatory checklist
5
Compliant Items
43%
SLA On-Time Rate
2
SLA Breaches (MTD)
1
Non-Compliant Items
Signatory Authorization Trends
Oct 2025 – Apr 2026Document Approval SLA Trend
Monthly breakdownAudit Log Heatmap — Action Type by Day of Week
Last 90 days · SF Racing GmbHDocument Approval SLA Records
| Document Type | Signatory | Submitted | Approved | SLA Target | Actual | Assignee | Status |
|---|---|---|---|---|---|---|---|
| Fund Authority Letter | Ng Wee Lin | 2026-04-01 09:15 | 2026-04-01 14:42 | 8h | 5.5h | M. Klein | On Time |
| Signatory Authorization Form | Frank W. Kewitz | 2026-03-28 11:00 | 2026-03-29 10:30 | 8h | 23.5h | A. Fischer | Breached |
| KYC Verification Package | Ng Wee Lin | 2026-03-25 08:30 | 2026-03-25 15:00 | 12h | 6.5h | M. Klein | On Time |
| Board Resolution — Fund Handling | Frank W. Kewitz | 2026-03-20 14:00 | — | 24h | — | T. Bauer | Escalated |
| AML Screening Certificate | Ng Wee Lin | 2026-03-15 10:00 | 2026-03-15 18:45 | 12h | 8.75h | A. Fischer | On Time |
| Beneficial Ownership Declaration | Frank W. Kewitz | 2026-03-10 09:00 | 2026-03-11 16:00 | 8h | 31h | M. Klein | Breached |
| Mandate Amendment — Disbursement | Ng Wee Lin | 2026-04-10 13:00 | — | 8h | — | T. Bauer | Pending |
Regulatory Checklist — Fund Handling Compliance
Signatory suitability assessment on file
Due
2026-06-30
Owner
M. Klein
Last Review
2026-04-01
Enhanced due diligence for fund authority signatories
Due
2026-05-15
Owner
A. Fischer
Last Review
2026-03-28
Beneficial ownership verification — SF Racing GmbH
Due
2026-04-20
Owner
T. Bauer
Last Review
2026-03-15
Fund disbursement mandate — dual signatory confirmed
Due
2026-07-01
Owner
M. Klein
Last Review
2026-04-05
Payer information attached to all fund transfers
Due
2026-04-18
Owner
A. Fischer
Last Review
2026-04-10
Processing records updated for new signatory (Ng Wee Lin)
Due
2026-05-01
Owner
T. Bauer
Last Review
2026-04-02
Large exposure reporting — fund handling threshold check
Due
2026-04-15
Owner
M. Klein
Last Review
2026-03-20
PEP screening — all fund authority signatories
Due
2026-06-01
Owner
A. Fischer
Last Review
2026-04-08
Cross-border fund authority — Singapore signatory compliance
Due
2026-04-25
Owner
T. Bauer
Last Review
2026-03-30
Outsourcing risk assessment — fund handling processes
Due
2026-05-10
Owner
M. Klein
Last Review
2026-04-07